NOTE: This is a slight variation of the proposal submitted to the Independent Television Service (ITVS), a CPB-funded project to develop programming for PBS. It was selected as a finalist (out of 1200 proposals submitted) but did not make the final cut; only 8 projects actually received ITVS funding. The Hill Crest Foundation has provided funding to continue research and development, so we would appreciate any comments or suggestions you might care to make. You can send them to me at wadeblack@mindspring.com . Thanks!

(And if you want to write a support letter . . . !)
								       --- Wade

Mentally Ill:
The Patients or the System?





Summary: Many recent documentaries have dealt with the homeless. Fewer have dealt in detail with why the mentally ill are so over-represented among them. None (to my knowledge) have dealt with the complicated court history of well-meaning mental health reform gone terribly awry. This program examines legal and legislative history in Alabama, to consider how mental health reforms designed to meet the financial needs of one of our poorest states became - for better and for worse - the model for mental health reform nationally.



Mentally Ill: The Patients or the System?

Mentally Ill will focus on the Alabama origins of the legal and legislative history of mental health reform since 1970. The two key cases -- Wyatt v. Stickney, reforming institutional care, and Lynch v. Baxley, reforming civil commitment procedures -- originated in Alabama. As a result, related cases continue to be brought before federal courts in Alabama even today. As a related result, reforms designed for one of America's poorest states are shaping the direction of mental health reform nationally.
Mentally Ill is approximately one-third complete. More than 15 hours of interviews, live action footage, and rephotography has already been collected in BetacamSP, and a twenty-minute short version focusing on the Wyatt case has been completed. The proposed project will permit completion of a one-hour broadcast version, expanded to examine the troubling legacy of a twenty year legal and legislative history of mental health reform since Wyatt. Funding will permit an expansion of the production to address four issues:

1) how Wyatt and other related cases led to genuine reforms within public mental hospitals;
2) how Wyatt and other related cases affected mental health care outside the institutional setting, especially how well-meaning reform (deinstitutionalization and related reforms in civil commitment) simply shifted the crisis in mental health care from the institutions to the community;
3) how the legal and legislative response to Wyatt by one of our poorest states modeled the response that was taken by other states nationally;
4) how this model, which originated in financial rather than medical necessity, may yet lead to genuine reforms in mental health care. By stripping away the institutional invisibility of the mentally ill and returning them to the broader community, the mentally ill and their advocates have become a far more powerful constituency that must be addressed both judicially and legislatively.

Background

In 1970, when a budget shortfall threatened staff cutbacks at Alabama's mental institutions, patients and staff at Bryce State Mental Hospital in Tuscaloosa, Alabama, went to court. When they did, they opened the doors on one of Alabama's terrible secrets: a mental health system so underfunded and understaffed that conditions were like an 18th Century nightmare -- patients housed in old stables, supervised by other patients, while the limited staff worked desperately to provide care with almost no resources.
The Wyatt v. Stickney case set detailed national standards for institutionalized mental health care and patients' rights and led to major national reforms in mental health care. The related Lynch v. Baxley case led to similar reforms in civil commitment procedures. But with terrible irony, this reform movement began in a state, Alabama, that was woefully ill-equipped to deal with it. By all measurable standards, Alabama is a seriously poor state with chronically high unemployment, high rates of illiteracy, low tax revenues, and low potential to increase tax revenues. Unable to fund the institutional reforms required by the courts, Alabama sought alternatives to civil commitment and institutional care. Reducing the patient loads of the state mental hospitals was not simply a treatment decision supported by mental health professionals -- it was also a financial necessity.
The only alternative that was financially available to Alabama was "deinstitutionalization" -- moving patients out of the state mental hospitals and into the less-expensive community mental health system. At just one hospital (Bryce), the patient load was reduced from more than 5,000 patients in 1970 to less than 1,500 patients today. In all, more than 6,000 Alabama patients were moved from institutional settings to alternative community treatment.
Deinstitutionalization, which was forced on Alabama by financial rather than medical necessity, gradually became the national model for mental health reform, as the effects of the Wyatt v. Stickney case began to be felt in other states. Other states, facing the high cost of improving their institutional care as a result of this decision, copied the Alabama model. The financial advantages of deinstitutionalization, and its appeal to the patients rights movement that began in the 60s, quickly made it a national preference for the delivery of mental health services.
Twenty years later, in the 1990s, the legacy of Wyatt and Lynch is a complicated one. There have clearly been major improvements in institutional patient care and in commitment procedures. In-hospital care is much more likely to be therapeutic rather than custodial. Patient loads have been greatly reduced, and civil commitment procedures are much less likely to be abused. National standards for patient care have been adopted and widely implemented.
At the same time, nationwide, the Wyatt and Lynch standards have led to massive deinstitutionalization, patient dumping, mental patients living on the streets, and reduced access to mental health facilities. Community mental health systems have been overwhelmed by their increased client load, yet they must deal with more seriously ill patients. Intermediate-care facilities such as half-way houses and day programs and sheltered workshops, a critical necessity for successful deinstitutionalization, have been excruciatingly slow to develop, are fiercely resisted by many communities (the NIMBY effect), and community mental health care remains a low priority for both federal and local funding. Few states have developed adequate or humane means for monitoring (or enforcing) treatment compliance among out-patient clients, or for crisis-intervention, or for less restrictive alternatives to civil commitment. In many communities, emergency mental health intervention has shifted from the mental health system to law enforcement, where it is addressed by police officers and a criminal justice system ill-equipped and ill-trained for this type of intervention.
What began as a crisis in the mental institutions has become instead a crisis in the community.

In many ways, Alabama illustrates successful reform: greatly improved institutional care, limited inappropriate "dumping," increased attention to community mental health services, major improvements in civil commitment procedures. At the same time, Alabama illustrates many symptoms of the financial crisis that today haunts mental health care nationally -- an overwhelmed community mental health system, poor provisions for crisis intervention, limited intermediate care facilities, inadequate alternatives to the civil commitment procedure.
Also, Alabama illustrates the development of an important third party in mental health reform - the client advocacy movement. In 1970, at the time of the Wyatt v. Stickney case, grass roots mental health advocacy in Alabama was minimal, because its constituency was hidden away in institutions and shunned by the general public. Today, strong advocacy groups such as the Mental health Consumers of Alabama (MHCA), the Alabama Alliance for the Mentally Ill (AAMI), and the Mental Health Association (MHA) closely monitor state mental health care and keep mental health issues visible to the broader community.
Mentally Ill is not intended to be simply another look at the present state of mental health care or a report on the status of the homeless. Instead, it will look at how the financial situation in one of our poorest states generated -- for better and for worse -- the national model for state and federal roles in mental health care.

Approach to the Subject

This videotape is NOT intended to present a single point of view. It is also NOT intended to be "objective." It is probably NOT even meant to be complete. It presents multiple points of view and can perhaps best be understood as group autobiography: multiple individuals with common interests but often conflicting concerns speak individually about events in which they are or have been active participants. Though firmly rooted in the documentary tradition, its stylistic ancestry has perhaps less to do with documentary than with the multiple points of view in Istvan Szabo's 25 Fireman Street.
In the making of this videotape, central participants in the issues and events described have been brought directly into the documentary process. Mentally Ill makes use of no outside narrator, no scholarly commentators, no authorial voice of the producer. It is told instead entirely by participants directly involved -- patients, legal and mental health professionals who were involved in Wyatt and related cases, members of the client advocacy movement, and other such participants.
These participants have also been made a part of the production and editing process, critiquing rough cuts, providing suggestions for material to be added or removed, monitoring factual accuracy. Every effort is being made to insure that those involved feel that their participation is accurately represented.
This approach is not just a stylistic decision -- it is also a production necessity. As documentary producers like Fred Wiseman and others have learned, sometimes painfully, producers deal with public mental health issues at their peril. Privacy considerations both are a major patient concern and, when used politically, are a means for silencing discussion. By opening up the discussion, by giving the involved parties a full voice, these considerations can be addressed. The project has enjoyed exceptional cooperation from all parties involved, including full access to candid interviews and permission to tape within the mental institutions.
This lack of outside "objective" narration does not mean that the project lacks scholarly and journalistic rigor. Wyatt, Lynch, and the related cases were ground-breaking legal precedents, and the guidelines they established govern public mental health care policy nationally. The judge in the case, Frank M. Johnson, is best known publicly for his rulings against George Wallace, but he is nationally respected by jurists for his precedent-setting rulings on mental health reform, on prison reform, on reapportionment and equal protection law, and on First Amendment law. The defendant in the Wyatt case, Dr. S.B. Stickney, is a nationally respected authority on community mental health. The legal and patient care issues involved have been closely monitored and widely studied, and are readily represented among the participants in this project.

Who speaks for the Mentally Ill?

Giving voice to the mentally ill is a difficult process. Doing it on videotape for broadcast is enormously more difficult. Doing it within the context of legal and legislative history is a slow, often tedious, and occasionally frustrating process. The agendas of the parties involved are complicated, torturously intertwined, and in considerable conflict. Nevertheless, it is critically important that we hear from, not just about, the mentally ill and their advocates. This project has gone to extraordinary lengths to provide an effective voice to a population that occupies one-fourth of all hospital beds nationally, that is grossly over-represented among the homeless, and that is far more frequently spoken about than spoken with. The mentally ill are too often an invisible constituency. Many of them cannot vote, their interaction with their community is sometimes problematic, and as late as the 1970's society sought to hide them away in asylums. Even today, this population is rarely heard from.
Similarly, it is rare that the national media, in treating issues of national concern, reach outside the traditional centers of production for more than token comments. In this case, the omission is a critical one, because it obscures the origins of a national mental health policy that was formed as the direct response of a state with seriously limited financial resources. Deinstitutionalization is not just an Alabama issue, but it cannot be understood without understanding its Alabama legal and legislative roots. Because of the inherent difficulties of videotaping with the mentally ill and with public institutions, it is not probable that a project such as this one could be undertaken successfully except by a producer with a long-term commitment to Alabama production and with community support for his or her work here. But the answer to the question, "Who speaks for the mentally ill?", is simple. They do.



This is a work in progress. More to come. #8->
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Copyright © 1996 L. Wade Black. All rights reserved.